Patrick Neukom is a registered investment advisor, based in Colorado Springs, CO, with 25 years of industry experience.
Location
1755 Tellstar Drive, Suite 300, Colorado Springs, CO, 80920
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patrick is involved with Tang Wealth Management as a DBA/Support Company. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Raymond James Financial Services Advisors, INC
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - September 2023 · 12 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - September 2023 · 12 yrs 8 mos
Wells Fargo Investments, LLCBroker
September 2007 - January 2011 · 3 yrs 4 mos
Wells Fargo Investments, LLC
September 2007 - January 2011 · 3 yrs 4 mos
T. Rowe Price Advisory Services, INC.
May 2003 - August 2007 · 4 yrs 3 mos
T. Rowe Price Investment Services, INC.Broker
December 2000 - August 2007 · 6 yrs 8 mos
State Registrations25 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.