LL
LL
Lourdes Lima-Wallace
19 Years of Experience
Smyrna, GA
Broker
Lourdes Lima-Wallace is a registered investment advisor at Cetera Investment Advisers LLC, based in Smyrna, GA, with 19 years of industry experience. Lourdes operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Smyrna, GA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
August 2021 - Present · 4 yrs 9 mos
Cetera Advisors LLCBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
August 2021 - March 2024 · 2 yrs 7 mos
Fsc Securities Corporation
October 2008 - July 2021 · 12 yrs 9 mos
Fsc Securities CorporationBroker
July 2006 - July 2021 · 15 yrs
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.