JA
JA
Justin Adams
24 Years of Experience
Bakersfield, CA
2 DisclosuresBroker
Justin Adams is a registered investment advisor at LPL Financial LLC, based in Bakersfield, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Bakersfield, CA
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
October 2025Judgment / Lien
February 2021Employment History
Current Registrations
LPL Financial LLCBroker
May 2019 - Present · 7 yrs
LPL Financial LLC
May 2019 - Present · 7 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2019 · 9 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2019 · 9 yrs 7 mos
Banc of America Investment Services, INC.Broker
August 2003 - October 2009 · 6 yrs 2 mos
Banc of America Investment Services, INC.
August 2003 - October 2009 · 6 yrs 2 mos
Banc of America Securities LLC
February 2002 - August 2003 · 1 yr 6 mos
Banc of America Securities LLCBroker
February 2002 - August 2003 · 1 yr 6 mos
Robertson Stephens, INC.Broker
May 2001 - November 2001 · 6 mos
State Registrations5 states
AZCANCNVTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.