Jocelyn Mitchell is a registered investment advisor at Morgan Stanley, based in Springfield, MA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1500 Main Street, 19th Floor, Springfield, MA, 01115
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 5 yrs 10 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
November 2009 - October 2019 · 9 yrs 11 mos
LPL Financial CorporationBroker
May 2008 - October 2009 · 1 yr 5 mos
Ifmg Securities, INC.Broker
February 2003 - May 2008 · 5 yrs 3 mos
Charles Schwab & CO., INC.Broker
December 2000 - October 2002 · 1 yr 10 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.