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Douglas Stewart

25 Years of Experience
Greenwood, IN
Broker

Douglas Stewart is a registered investment advisor at Raymond James & Associates, INC., based in Greenwood, IN, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1530 American Way, Suite 230, Greenwood, IN, 46143

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is the owner of DWS Venture Investments, LLC since 2020. He dedicates a few hours per week to this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
October 2008 - Present · 17 yrs 11 mos
Raymond James & Associates, INC.Broker
October 2008 - Present · 17 yrs 11 mos
Previous Registrations
Wachovia Securities, LLC
January 2008 - October 2008 · 9 mos
Wachovia Securities, LLCBroker
January 2008 - October 2008 · 9 mos
A. G. Edwards & Sons, INC.
June 2001 - January 2008 · 6 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
January 2001 - January 2008 · 7 yrs
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Stewart - Financial Advisor | TrueAdvisor