Glen Allen is a CFP-designated registered investment advisor at Del-Sette Capital Management, LLC, based in Schenectady, NY, with 24 years of industry experience. Glen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 240 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.70% |
Fees may be negotiable.
Fee Estimator
Location
1332 Union St., Schenectady, NY, 12308
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Del-Sette Capital Management, LLC
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Cetera Investment Services LLCBroker
Hsbc Securities (USA) INC.Broker
TD Waterhouse Investor Services, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations2 states
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