RS
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Richard Sentnor

25 Years of Experience
Hanson, MA
BrokerSells Insurance

Richard Sentnor is a registered investment advisor at LPL Financial LLC, based in Hanson, MA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Hanson, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard sells non-variable insurance products, including disability, fixed annuities, life, and long-term care insurance, dedicating about 10-20% of his time to this activity. He also provides financial planning and consulting services through Advisory Resource Group, spending about 10% of his time on this activity.

Employment History
Current Registrations
LPL Financial LLC
July 2015 - Present · 10 yrs 10 mos
Advisory Resource Group, LLC
June 2015 - Present · 10 yrs 11 mos
LPL Financial LLCBroker
May 2015 - Present · 11 yrs
Previous Registrations
Metlife Securities INC.Broker
January 2015 - May 2015 · 4 mos
New England SecuritiesBroker
February 2013 - January 2015 · 1 yr 11 mos
First Heartland Capital, INC.Broker
September 2009 - February 2013 · 3 yrs 5 mos
Next Financial Group, INC.
February 2006 - September 2009 · 3 yrs 7 mos
Next Financial Group, INC.Broker
January 2006 - September 2009 · 3 yrs 8 mos
Ssn Advisory, INC.
July 2004 - January 2006 · 1 yr 6 mos
Securities Service Network, INC.Broker
January 2004 - January 2006 · 2 yrs
Eastern Point Advisors INC.
April 2003 - December 2003 · 8 mos
Blackstone Capital Management, LLC
October 2002 - February 2003 · 4 mos
Investors Capital CORP.Broker
February 2002 - December 2003 · 1 yr 10 mos
Fidelity Brokerage Services LLCBroker
December 2000 - November 2001 · 11 mos
State Registrations13 states
CACTMAMDMENCNHNYPARISCTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.