Michael Filing is a CFP, ChFC-designated registered investment advisor, based in Leawood, KS, with 15 years of industry experience.
Location
4747 W 135 Street, Suite 100, Leawood, KS, 66224
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Fas CORP.Broker
January 2025 - Present · 1 yr 3 mos
Fas Wealth Partners, INC.
November 2022 - Present · 3 yrs 5 mos
Previous Registrations
LPL Financial LLC
February 2013 - August 2013 · 6 mos
LPL Financial LLCBroker
July 2011 - August 2013 · 2 yrs 1 mo
LPL Financial LLC
July 2011 - December 2011 · 5 mos
Tiaa-Cref Advice and Planning Services
August 2008 - June 2011 · 2 yrs 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2008 - June 2011 · 2 yrs 11 mos
Uvest Financial Services Group, INC.Broker
May 2005 - May 2008 · 3 yrs
Tower Square Securities, INC.Broker
March 2004 - May 2005 · 1 yr 2 mos
RBC Centura Securities, INC.Broker
September 2003 - January 2004 · 4 mos
Jones & Babson, INC.Broker
February 2001 - August 2003 · 2 yrs 6 mos
State Registrations1 state
KS
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.