GM
GM

Gregory Middleton

25 Years of Experience
Louisville, KY
Broker

Gregory Middleton is a registered investment advisor at Raymond James & Associates, INC., based in Louisville, KY, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4969 Us Hwy 42, Suite 1600, Louisville, KY, 40222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Gregory owns Middleton Properties, LLC, a rental real estate business, since 2005. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
October 2019 - Present · 6 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2001 - October 2019 · 18 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2000 - October 2019 · 18 yrs 10 mos
State Registrations16 states
AKAZCACODEFLGAINKYNCOHTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.