Katherine Wentling is a registered investment advisor at LPL Financial LLC, based in Cleona, PA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15 E Walnut St, Cleona, PA, 17042
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Katherine acts in a fiduciary capacity for her father, James M. Lane, since 2007, dedicating minimal time. She also works as a guest teacher in Lebanon County, PA since October 2024, spending about 10-20% of her time, with slightly less time during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
T. Rowe Price Investment Services, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.