Charles Sloan is a CFA-designated registered investment advisor at Oak Family Advisors, LLC, based in Chicago, IL, with 23 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 193 clients with $530M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.5M | 0.75% |
| $2.5M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable for accounts over $10,000,000. The schedule shown is for equity investments. Fixed income fees are: Less than $1,000,000: 0.75%, $1,000,001 - $2,500,000: 0.65%, $2,500,001 - $5,000,000: 0.50%, $5,000,001 - $10,000,000: 0.40%, More than $10,000,000: Negotiable
Fee Estimator
Location
150 North Wacker Drive, Suite 1760, Chicago, IL, 60606-1607
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles is an adjunct instructor at the University of Chicago, Graham School, teaching finance. He is also an advisory board member of Recovery Grads LLC.
Employment History
Current Registrations
Oak Family Advisors, LLC
Previous Registrations
Mid-Continent Capital LLC
Bufka & Rodgers LLC
State Registrations1 state
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