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MN

Mark Nemmers

25 Years of Experience
Le Mars, IA
1 DisclosureBroker

Mark Nemmers is a registered investment advisor at Cetera Investment Advisers LLC, based in Le Mars, IA, with 25 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

234 5th Ave SW, Le Mars, IA, 51031

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History

Regulatory History (1)
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Customer Dispute
January 2017
Denied
Other Business Activities

Mark is involved in rental property activities and serves as Secretary/Treasurer of Erdmann Enterprise Inc, handling administrative tasks. He dedicates a few hours per week to these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2017 - Present · 8 yrs 10 mos
Cetera Investment Services LLCBroker
November 2000 - Present · 25 yrs 8 mos
State Registrations14 states
AZCOFLIAMIMNMOMTNESDTNTXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.