John Stokes is a registered investment advisor at Osaic Wealth, INC., based in Irvine, CA, with 25 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
2040 Main Street, Suite 570, Irvine, CA, 92614
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2012Other Business Activities
John is the CEO of John Stokes Financial, which conducts workshops and provides leads to registered representatives. He also owns a soccer team and works as a financial advisor with Securities America Advisory, dedicating about half of his time to this role.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Investacorp Advisory Services INC
Investacorp, INC.Broker
Securities America, INC.Broker
Brookstreet Securities CorporationBroker
Linsco/private Ledger CORP.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Stephanie Robson, CFPOsaic Wealth, INC.
- Monte Fitch, CFPOsaic Wealth, INC.
- Samuel GalatiotoOsaic Wealth, INC.
- Junette Mccarthy, CFPOsaic Wealth, INC.
- William Wood, CFPOsaic Wealth, INC.
- Helen Seestadt, CFPOsaic Wealth, INC.