Michael Smith
Michael Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Canonsburg, PA, with 25 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
400 Southpointe Blvd Ste 430, Canonsburg, PA, 15317
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is an insurance agent selling life, health, disability, annuities, and long-term care products through R & M Smith Partners, Inc., dedicating minimal time. He also works as an investment advisor representative through Southpointe Financial Services, spending about a quarter of his time. Finally, Michael is the secretary for a non-profit organization, spending minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Vantage Financial Group, INC.
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Nylife Securities INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations24 states
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