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Alan Davis

Mercer Global Advisors INC.
25 Years of Experience
San Diego, CA
1 Disclosure
View SEC Summary
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Alan Davis is a registered investment advisor at Mercer Global Advisors INC., based in San Diego, CA, with 25 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 36,172 clients with $84B in assets under management.

Mercer Global Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
740 advisors
Number of Clients
36,172 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$84.4B

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$1,200
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.10%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.90%
$5.0M - $10.0M0.75%
$10M+0.50%

Schedule reflects the Custom Wealth and Ascend Group standard tiers. Other service levels such as Wealth Path and Guided Investing have different fee schedules and minimums.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9740 Appaloosa Road, Suite 150, San Diego, CA, 92131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Mercer Global Advisors INC.
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Epstein and White Financial LLC
February 2020 - July 2021 · 1 yr 5 mos
Raymond James Financial Services Advisors, INC
September 2019 - February 2020 · 5 mos
Raymond James Financial Services, INC.Broker
September 2019 - February 2020 · 5 mos
Cuso Financial Services, L.P.Broker
November 2017 - September 2019 · 1 yr 10 mos
Cuso Financial Services, L.P.
November 2017 - September 2019 · 1 yr 10 mos
CUNA Brokerage Services, INC.
August 2011 - November 2017 · 6 yrs 3 mos
CUNA Brokerage Services, INC.Broker
August 2011 - November 2017 · 6 yrs 3 mos
Securian Financial Services, INC.
December 2010 - July 2011 · 7 mos
Securian Financial Services, INC.Broker
December 2010 - July 2011 · 7 mos
Sii Investments, INC.
February 2008 - October 2010 · 2 yrs 8 mos
Sii Investments, INC.Broker
October 2005 - October 2010 · 5 yrs
Pacific Select Distributors, INC.Broker
January 2001 - October 2005 · 4 yrs 9 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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