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Carmelo Nicolosi

Ameriprise Financial Services, LLC
25 Years of Experience
Clifton Park, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

Carmelo Nicolosi is a registered investment advisor at Ameriprise Financial Services, LLC, based in Clifton Park, NY, with 25 years of industry experience. Carmelo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

56 Clifton Country Rd Ste 102, Clifton Park, NY, 12065

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2016
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Carmelo owns another business, dedicating minimal time to it. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
August 2012 - Present · 14 yrs 2 mos
Ameriprise Financial Services, LLC
August 2012 - Present · 14 yrs 2 mos
Ameriprise Financial Services, LLC
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Dlg Wealth Management LLC
March 2010 - August 2012 · 2 yrs 5 mos
Dinosaur Securities, L.L.C.Broker
December 2009 - August 2012 · 2 yrs 8 mos
Mcginn, Smith Advisors LLC
February 2009 - April 2009 · 2 mos
Mcginn, Smith & CO., INC.Broker
November 2006 - December 2009 · 3 yrs 1 mo
Ameriprise Financial Services, INC.
June 2002 - November 2006 · 4 yrs 5 mos
Ameriprise Financial Services, INC.Broker
December 2000 - November 2006 · 5 yrs 11 mos
Ids Life Insurance CompanyBroker
December 2000 - July 2006 · 5 yrs 7 mos
State Registrations15 states
AZCTFLIAILMAMENCNDNENJNYPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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