EB
EB
Edward Baldwin
25 Years of Experience
Cropwell, AL
3 DisclosuresBrokerSells Insurance
Edward Baldwin is a registered investment advisor at Raymond James & Associates, INC., based in Cropwell, AL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Cropwell, AL
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Regulatory History (3)
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Employment Separation After Allegations
July 2013Customer Dispute
August 2011Settled
Customer Dispute
October 2008Settled
Other Business ActivitiesSells Insurance
Edward serves as a trustee/successor trustee for a life insurance trust since 1995. He spends minimal time on this activity, primarily writing "Crummy letters" and paying annual premiums.
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2013 - Present · 13 yrs 1 mo
Raymond James & Associates, INC.Broker
August 2013 - Present · 13 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
June 2006 - July 2013 · 7 yrs 1 mo
J.P. Morgan Securities LLC
June 2006 - July 2013 · 7 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
January 2003 - June 2006 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2001 - June 2006 · 5 yrs 5 mos
Merrill Lynch Trust Company, Fsb
September 2000 - June 2006 · 5 yrs 9 mos
State Registrations25 states
ALARAZCACTDEFLGAIAILINMDMINCNJNVNYOKPASCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.