JU
JU
Jeffrey Umbaugh
25 Years of Experience
Plymouth, IN
3 DisclosuresBrokerSells Insurance
Jeffrey Umbaugh is a registered investment advisor, based in Plymouth, IN, with 25 years of industry experience.
Location
2901 Miller Dr., Suite B, Plymouth, IN, 46563
Get directionsHistory
Regulatory History (3)
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Customer Dispute
November 2015Settled
Customer Dispute
October 2009Denied
Customer Dispute
March 2009Withdrawn
Other Business ActivitiesSells Insurance
Jeffrey is a financial planner and investment advisor representative at Dillon-Umbaugh Wealth Management, dedicating nearly full-time hours to this role. He also engages in various other activities, including tax preparation, rental property management, and insurance sales, taking up a few hours per week.
Employment History
Current Registrations
Regal Investment Advisors LLC
February 2015 - Present · 11 yrs 3 mos
Regulus Financial Group, LLCBroker
February 2015 - Present · 11 yrs 3 mos
Previous Registrations
Investment Advisors
November 2008 - March 2015 · 6 yrs 4 mos
Umbaugh Financial
January 2008 - December 2008 · 11 mos
Proequities, INC.Broker
January 2008 - March 2015 · 7 yrs 2 mos
Umbaugh Financial
February 2006 - December 2007 · 1 yr 10 mos
USA Advanced Planners INC.Broker
January 2006 - January 2008 · 2 yrs
Ffp Advisory Services INC
January 2005 - January 2006 · 1 yr
Ffp Securities, INC.Broker
January 2005 - January 2006 · 1 yr
USA Financial Securities Corporation
May 2003 - February 2005 · 1 yr 9 mos
USA Financial Securities CorporationBroker
September 2002 - February 2005 · 2 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2001 - September 2002 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2001 - September 2002 · 1 yr 8 mos
State Registrations1 state
IN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.