RH
RH
Richard Hoberman
23 Years of Experience
New York, NY
9 DisclosuresBroker
Richard Hoberman is a registered investment advisor at Eagle Strategies LLC, based in New York, NY, with 23 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2404 advisors
Number of Clients
111,361 clients
Average Client Portfolio
$228K average
Assets Under Management
$25.4B
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
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Location
420 Lexington Ave, 14 and 15 Floors, New York, NY, 10170
Get directionsHistory
Regulatory History (9)
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Judgment / Lien
February 2024Financial
November 2018Final
Judgment / Lien
December 2017Judgment / Lien
March 2017Judgment / Lien
March 2016Judgment / Lien
July 2015Judgment / Lien
January 2014Judgment / Lien
April 2013Judgment / Lien
February 2012Employment History
Current Registrations
Eagle Strategies LLC
August 2018 - Present · 7 yrs 9 mos
Nylife Securities LLCBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Eagle Strategies LLC
April 2011 - September 2016 · 5 yrs 5 mos
Nylife Securities LLCBroker
June 2002 - September 2016 · 14 yrs 3 mos
Vestax Securities CorporationBroker
November 2000 - July 2002 · 1 yr 8 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.