Raymond Chung is a CFA-designated registered investment advisor at Emerald Waves Investments, LLC, based in Cupertino, CA, with 16 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 16 clients with $4.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee varies by account type: RC Strategy is 2.00%, Mutual Fund/Bond accounts are 0.50%, and Combined accounts charge less than 2.00% based on strategy weighting. Fees may be negotiable under unusual circumstances.
Fee Estimator
Location
Cupertino, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Emerald Waves Investments, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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