R Collier is a registered investment advisor at LPL Financial LLC, based in Gig Harbor, WA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4423 Point Fosdick Drive Nw, Suite #208-2, Gig Harbor, WA, 98335
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Regulatory History (1)
Customer Dispute
October 2016Other Business Activities
R. is involved in several business activities, including operating under the DBA Gig Harbor Financial Services Inc. since 2018, fuel card sales, tax preparation through Doug Collier CPA, and real estate rental through Pirate Cove Family Properties LLC and another unnamed entity. R. spends about 10-20% of their time on tax preparation and minimal time on the real estate rental activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.