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James Deneen

Bok Financial Advisors
24 Years of Experience
Tulsa, OK
1 DisclosureBroker
View SEC Summary
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James Deneen is a registered investment advisor at Bok Financial Advisors, based in Tulsa, OK, with 24 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,334 clients with $1.1B in assets under management.

Bok Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
144 advisors
Number of Clients
3,334 clients
Average Client Portfolio
$317K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1.0M - $2.0M1.00%
$2M+0.75%

Fees may be negotiable. Clients with assets under $75,000 may pay a higher rate.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6036 South Yale, Tulsa, OK, 74135

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2000
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Bok Financial Advisors
November 2013 - Present · 12 yrs 11 mos
Bok Financial Securities, INC.Broker
November 2013 - Present · 12 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLC
January 2013 - September 2013 · 8 mos
J.P. Morgan Securities LLCBroker
February 2010 - September 2013 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2007 - January 2009 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2007 - January 2009 · 1 yr 11 mos
Banc of America Investment Services, INC.
January 2003 - December 2006 · 3 yrs 11 mos
Banc of America Investment Services, INC.Broker
August 2002 - December 2006 · 4 yrs 4 mos
J.P. Morgan Securities INC.Broker
February 2001 - August 2002 · 1 yr 6 mos
State Registrations34 states
ALARAZCACOFLGAHIIAILINKSKYLAMDMNMONCNENHNMNVNYOHOKORSCSDTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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