JD
JD
James Deneen
23 Years of Experience
Tulsa, OK
1 DisclosureBroker
James Deneen is a registered investment advisor at Bok Financial Advisors, based in Tulsa, OK, with 23 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,179 clients with $840M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
142 advisors
Number of Clients
3,179 clients
Average Client Portfolio
$263K average
Assets Under Management
$835.6M
Fee Structure
Minimum Investment:$100K
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.50% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.75% |
Fees may be negotiable. For clients with assets in the Program of less than $75,000, you may pay a rate that is greater than the rate specified in the annual fee schedule.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
6036 South Yale, Tulsa, OK, 74135
Get directionsHistory
Regulatory History (1)
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Regulatory
January 2000Final
Employment History
Current Registrations
Bok Financial Advisors
November 2013 - Present · 12 yrs 6 mos
Bok Financial Securities, INC.Broker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLC
January 2013 - September 2013 · 8 mos
J.P. Morgan Securities LLCBroker
February 2010 - September 2013 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2007 - January 2009 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2007 - January 2009 · 1 yr 11 mos
Banc of America Investment Services, INC.
January 2003 - December 2006 · 3 yrs 11 mos
Banc of America Investment Services, INC.Broker
August 2002 - December 2006 · 4 yrs 4 mos
J.P. Morgan Securities INC.Broker
February 2001 - August 2002 · 1 yr 6 mos
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.