Dennis Ferguson
Dennis Ferguson is a registered investment advisor at Ferguson Financial Advisors, based in Newton, UT, with 25 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 102 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ferguson Financial Advisors charges an annual fee based on the amount of your portfolio.
For general accounts:
- Up to $1,000,000 — 1.75% per year
- $1,000,001 - $3,000,000 — 1.55% per year
- Over $3,000,000 — Negotiable
For accounts held at American Funds Service Company (AFS):
- Up to $49,999.99 — 1.00% per year
- $50,000 - $249,999.99 — 0.80% per year
- Over $250,000 — 0.50% per year
When using sub-advisors such as AE Wealth Management, you will not pay additional fees. AE Wealth Management fees are inclusive of the fees charged by Ferguson Financial Advisors.
Accounts on the AssetMark Platform:
- Up to $1,000,000 — 1.00% per year
- $1,000,001 - $3,000,000 — 0.80% per year
- Over $3,000,000 — Negotiable
Fees for AssetMark Services may not exceed 1.95% annually.
Location
Newton, UT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dennis works as an insurance agent for Ferguson Financial Group, providing life, health, disability, long-term care, and supplemental insurance plans since 2003. This takes about a quarter of his time, and occurs during trading hours.
Employment History
Current Registrations
Ferguson Financial Advisors
Previous Registrations
On Investment Management CO
The O.N. Equity Sales CompanyBroker
J.P. Turner & Company, L.L.C.Broker
J P Turner & Company Capital Management, LLC
LPL Financial Corporation
LPL Financial CorporationBroker
Investment Advisors International, INC.
World Group Securities, INC.Broker
Wma Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.