RC
RC

Richard Clawson

23 Years of Experience
San Diego, CA
Broker

Richard Clawson is a registered investment advisor at Wells Fargo Advisors, based in San Diego, CA, with 23 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

15373 Innovation Drive, Suite 100, San Diego, CA, 92128

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard has limited power of attorney for a friend and owns Lone Pine Run Inc (100% ownership) and CCS Capital Management LLC (50% ownership). These activities are investment-related and take up a significant amount of Richard's time (well over full-time).

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Wells Fargo Advisors
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - October 2023 · 20 yrs 3 mos
Wells Fargo Clearing Services, LLC
July 2003 - October 2023 · 20 yrs 3 mos
Prudential Securities Incorporated
March 2003 - July 2003 · 4 mos
Prudential Securities IncorporatedBroker
August 2002 - July 2003 · 11 mos
State Registrations23 states
ARAZCACOFLGAIDILINMAMDMONJNMNVNYOHORSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Clawson - Financial Advisor | TrueAdvisor