RB
ChFC
RB
ChFC
Robert Beese
25 Years of Experience
Portsmouth, RI
1 DisclosureBrokerSells Insurance
Robert Beese is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Portsmouth, RI, with 25 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3047 East Main Rd, St 3A, Portsmouth, RI, 02871
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006Closed-No Action
Other Business ActivitiesSells Insurance
Robert works as an agent/broker for Pioneer Financial Group, selling fixed insurance. This activity requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 1 mo
Previous Registrations
Securian Financial Services, INC.
January 2002 - August 2023 · 21 yrs 7 mos
Securian Financial Services, INC.Broker
January 2001 - August 2023 · 22 yrs 7 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.