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Larry Sokolow

Capital Analysts
57 Years of Experience
Tallahassee, FL
Broker
View SEC Summary
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Larry Sokolow is a ChFC-designated registered investment advisor at Capital Analysts, based in Tallahassee, FL, with 57 years of industry experience. Larry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 15,840 clients with $8.8B in assets under management.

Capital Analysts
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
610 advisors
Number of Clients
15,840 clients
Average Client Portfolio
$554K average
Assets Under Management
$8.8B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.25%
$1.0M - $2.0M1.25%
$2M+1.25%

Maximum annual financial advisor fee is established at 1.25%. Additional Capital Analysts administrative fees may apply ranging from 0.08% to 0.15% with a $200 minimum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1410 Piedmont Drive East, Tallahassee, FL, 32308

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Capital Analysts
March 2016 - Present · 10 yrs 7 mos
Lincoln Investment
March 2016 - Present · 10 yrs 7 mos
Lincoln InvestmentBroker
March 2016 - Present · 10 yrs 7 mos
Previous Registrations
Signator Investors, INC.Broker
December 2015 - March 2016 · 3 mos
Signator Investors, INC.
December 2015 - March 2016 · 3 mos
Signator Financial Services, INC.
January 2015 - December 2015 · 11 mos
Signator Financial Services, INC.Broker
September 2002 - December 2015 · 13 yrs 3 mos
First Allied Securities, INC.Broker
September 2000 - September 2002 · 2 yrs
Conseco Securities, INC.Broker
August 1998 - September 2000 · 2 yrs 1 mo
Conseco Financial Services, INC.Broker
April 1997 - August 1998 · 1 yr 4 mos
Conseco Equity Sales, INC.Broker
May 1986 - April 1997 · 10 yrs 11 mos
Philadelphia Life Asset Planning CompanyBroker
January 1984 - December 1989 · 5 yrs 11 mos
Pruco Securities CorporationBroker
February 1982 - October 1989 · 7 yrs 8 mos
Travelers Equities Sales, INC.Broker
May 1975 - January 1982 · 6 yrs 8 mos
The Prudential Insurance Company of AmericaBroker
February 1971 - May 1992 · 21 yrs 3 mos
Voyager Securities, INC.Broker
October 1969 - May 1986 · 16 yrs 7 mos
State Registrations2 states
COFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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