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John Cavender

25 Years of Experience
San Francisco, CA
Broker

John Cavender is a registered investment advisor at Raymond James & Associates, INC., based in San Francisco, CA, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

One Embarcadero Center, Suite 650, San Francisco, CA, 94111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2018 - Present · 7 yrs 11 mos
Raymond James & Associates, INC.Broker
April 2011 - Present · 15 yrs 1 mo
Previous Registrations
Howe Barnes Hoefer & Arnett, INC.Broker
August 2006 - June 2011 · 4 yrs 10 mos
Hoefer & Arnett, IncorporatedBroker
November 2000 - August 2006 · 5 yrs 9 mos
State Registrations39 states
AKARAZCACOCTDEFLGAHIIDILINKSMAMDMEMIMNMONCNENHNJNMNVNYOHOKORPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.