Jeffrey Augenstein is a registered investment advisor, based in Flagstaff, AZ, with 25 years of industry experience.
Location
Flagstaff, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey owns Northern Arizona Financial Services Co LLC, where he prepares taxes and represents clients in IRS matters, taking about half of his time. He is also an Equity Indexed Annuity Agent with Avantax Insurance Agency, LLC, and may sell various annuity and insurance products, dedicating a few hours per week to nearly full-time hours. Additionally, Jeffrey holds positions in Arizona Society of Enrolled Agents, EIA Sales, THE PEAK WEALTH MANAGEMENT LLC, and Williams High School Alumni Association, each requiring minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
H&r Block Financial Advisors, INC.Broker
Birchtree Financial Services, INC.Broker
H&r Block Financial Advisors, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.