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Stephen Spires

25 Years of Experience
Ocala, FL
Broker

Stephen Spires is a registered investment advisor at Raymond James & Associates, INC., based in Ocala, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2701 SW 34th Street, Building 100, Ocala, FL, 34474

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
February 2019 - Present · 7 yrs 5 mos
Raymond James & Associates, INC.
February 2019 - Present · 7 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2019 - Present · 7 yrs 5 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - February 2019 · 9 yrs 8 mos
Morgan Stanley
June 2009 - February 2019 · 9 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2001 - April 2007 · 6 yrs 3 mos
Morgan Stanley Dw INC.Broker
December 2000 - April 2007 · 6 yrs 4 mos
State Registrations27 states
ALARAZCACTDEFLGAINKYMAMDMEMIMOMSNCNHNJNYOHPASCTNTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.