KF
CFP
KF
CFP

Kris Frazier

25 Years of Experience
Atlantic Highlands, NJ
Broker

Kris Frazier is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Atlantic Highlands, NJ, with 25 years of industry experience. Kris operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Atlantic Highlands, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kris owns a single-family real estate property since 2005. Kris also serves as President and Treasurer for Frazier, spending a few hours per week on these roles.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2025 - Present · 1 yr 3 mos
Ameriprise Financial Services, LLC
February 2025 - Present · 1 yr 3 mos
Ameriprise Financial Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Morgan Stanley
September 2011 - February 2025 · 13 yrs 5 mos
Morgan StanleyBroker
September 2011 - February 2025 · 13 yrs 5 mos
Wells Fargo Advisors, LLCBroker
July 2003 - September 2011 · 8 yrs 2 mos
Wells Fargo Advisors, LLC
July 2003 - September 2011 · 8 yrs 2 mos
Prudential Securities Incorporated
June 2002 - July 2003 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
February 2001 - July 2003 · 2 yrs 5 mos
Pruco Securities CorporationBroker
December 2000 - March 2001 · 3 mos
State Registrations9 states
CACTFLMANCNJNMNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.