AP
AP

Albert Pometto

25 Years of Experience
Brooklyn, NY
2 DisclosuresBrokerSells Insurance

Albert Pometto is a registered investment advisor at LPL Financial LLC, based in Brooklyn, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

Brooklyn, NY

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2018
Pending
Financial
June 2016
Final
Other Business ActivitiesSells Insurance

Albert is an insurance broker with Advisors Choice Insurance Brokerage Services since 2021, selling non-variable insurance. This takes a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
October 2021 - Present · 4 yrs 7 mos
LPL Financial LLCBroker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Securities America Advisors, INC.
December 2017 - October 2021 · 3 yrs 10 mos
Securities America, INC.Broker
November 2017 - October 2021 · 3 yrs 11 mos
National Planning Corporation ("npc of America" in Fl & Ny)
November 2013 - November 2017 · 4 yrs
National Planning CorporationBroker
August 2012 - November 2017 · 5 yrs 3 mos
Genworth Financial Securities CorporationBroker
October 2005 - August 2012 · 6 yrs 10 mos
C. J. M. Planning CORP.Broker
January 2001 - October 2005 · 4 yrs 9 mos
State Registrations5 states
FLMSNCNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Albert Pometto - Financial Advisor | TrueAdvisor