AK
CFP
AK
CFP

Adam M Katzman

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1757 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

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Location

437 Madison Avenue, 29th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam occasionally writes insurance outside of Guardian since 2015, dedicating minimal time to this activity. He also serves as the Financial Secretary on the Board of Directors for Congregation B'Nai Israel, spending a few hours per week on this non-investment related role.

Employment History
Current Registrations
Park Avenue Securities LLCBroker
November 2017 - Present · 8 yrs 3 mos
Park Avenue Securities LLC
November 2017 - Present · 8 yrs 3 mos
Previous Registrations
MML Investors Services, LLCBroker
August 2016 - September 2017 · 1 yr 1 mo
Park Avenue Securities LLC
December 2004 - August 2016 · 11 yrs 8 mos
Park Avenue Securities LLCBroker
November 2003 - August 2016 · 12 yrs 9 mos
Citicorp Investment Services
April 2002 - May 2003 · 1 yr 1 mo
Citicorp Investment ServicesBroker
January 2001 - May 2003 · 2 yrs 4 mos
State Registrations9 states
CAFLMAMDNJNYORPATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.