Adam Katzman
Adam Katzman is a CFP-designated registered investment advisor at Park Avenue Securities LLC, based in New York, NY, with 24 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.05% |
| $500K - $1000K | 2.00% |
| $1.0M - $2.0M | 1.95% |
| $2M+ | 1.90% |
Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.
Fee Estimator
Location
437 Madison Avenue, 29th Floor, New York, NY, 10022
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam occasionally writes insurance outside of Guardian since 2015, dedicating minimal time to this activity. He also serves as the Financial Secretary on the Board of Directors for Congregation B'Nai Israel, spending a few hours per week on this non-investment related role.
Employment History
Current Registrations
Park Avenue Securities LLCBroker
Park Avenue Securities LLC
Previous Registrations
MML Investors Services, LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Citicorp Investment Services
Citicorp Investment ServicesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Vlad ShafirPark Avenue Securities LLC
- David Orsolino, CFPPark Avenue Securities LLC
- Jacob Safrin, CFP, ChFCPark Avenue Securities LLC
- Sam Beller, ChFCPark Avenue Securities LLC
- Tey KimPark Avenue Securities LLC
- Lawrence CohenPark Avenue Securities LLC