Conway Porter is a registered investment advisor at LPL Enterprise, LLC, based in Syracuse, NY, with 24 years of industry experience. Conway operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
500 Plum St, Ste 301, Syracuse, NY, 13204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Conway is involved with Conway Porter, C.P.A., P.C., providing tax preparation, accounting, and CPA services since 1997. This investment-related activity takes about half of Conway's time.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Principal Securities, INC.
Principal Securities, INC.Broker
MML Investors Services, LLCBroker
Princor Financial Services CorporationBroker
Terra Securities CorporationBroker
State Registrations8 states
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