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Brett Flood

24 Years of Experience
Olathe, KS
1 DisclosureBroker

Brett Flood is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Olathe, KS, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

501 N. Mur Len Road, Suite A, Olathe, KS, 66062

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2016
Settled
Other Business Activities

Brett operates under the DBA Blue Valley Investment Services for his LPL business. This activity takes up a full-time commitment.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2025 - Present · 11 mos
Raymond James Financial Services Advisors, INC
August 2025 - Present · 11 mos
Previous Registrations
LPL Financial LLC
February 2018 - August 2025 · 7 yrs 6 mos
LPL Financial LLCBroker
February 2018 - August 2025 · 7 yrs 6 mos
Invest Financial Corporation
November 2002 - February 2018 · 15 yrs 3 mos
Invest Financial CorporationBroker
November 2002 - February 2018 · 15 yrs 3 mos
Invest Financial Corporation
October 2001 - October 2002 · 1 yr
Invest Financial CorporationBroker
July 2001 - October 2002 · 1 yr 3 mos
State Registrations15 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brett Flood - Financial Advisor | TrueAdvisor