PC
PC

Paul Campbell

25 Years of Experience
Aurora, IL
4 DisclosuresBrokerSells Insurance

Paul Campbell is a registered investment advisor at LPL Financial LLC, based in Aurora, IL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

75 Executive Dr, Ste 425I, Aurora, IL, 60504

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2023
Judgment / Lien
June 2017
Judgment / Lien
September 2016
Customer Dispute
June 2009
Denied
Other Business ActivitiesSells Insurance

Paul operates his LPL business through P.B. Campbell & Associates, spending nearly full-time on this. He is also an insurance agent selling non-variable insurance, dedicating about a quarter of his time to this activity.

Employment History
Current Registrations
LPL Financial LLC
November 2023 - Present · 2 yrs 6 mos
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, LLC
November 2013 - November 2023 · 10 yrs
Ameriprise Financial Services, LLCBroker
November 2013 - November 2023 · 10 yrs
AXA Advisors, LLC
February 2001 - November 2013 · 12 yrs 9 mos
AXA Advisors, LLCBroker
December 2000 - November 2013 · 12 yrs 11 mos
State Registrations12 states
AZCOFLIAILINKSMNSCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.