Kenneth Christman
Kenneth Christman is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Poughkeepsie, NY, with 25 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2515 South Road, Suite 202, Poughkeepsie, NY, 12601
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2016Customer Dispute
August 2016Other Business Activities
Kenneth is a member of the Finance/Investment Committee for the Community Foundation of the Hudson Valley. He spends minimal time per month in general discussions of community giving.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.