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Joseph Cerrie

Newedge Advisors
25 Years of Experience
Jamestown, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Cerrie is a registered investment advisor at Newedge Advisors, based in Jamestown, NY, with 25 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 49,898 clients with $43B in assets under management.

Newedge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
605 advisors
Number of Clients
49,898 clients
Average Client Portfolio
$866K average
Assets Under Management
$43.2B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2M+1.75%

Schedule reflects the primary Equity and Balanced Advisors Choice program. The firm imposes a maximum annual fee of 1.75% for new accounts opened after December 31, 2025, though older accounts may have rates up to 2.50%. Additional program schedules exist for fixed income, mutual fund strategies, and third-party manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

25 East 4th Street, Suite 15, Jamestown, NY, 14701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joseph is a co-owner of First Affiliated of the Chautauqua Region, LLC, dedicating nearly full-time hours to wealth management and financial planning. He also manages Heenan's Pub about a quarter of his time, owns rental property, and spends minimal time on fixed insurance sales.

Employment History
Current Registrations
Newedge Advisors
November 2021 - Present · 4 yrs 11 mos
Newedge Securities, LLCBroker
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Mid Atlantic Financial Management, INC.
November 2019 - November 2021 · 2 yrs
Bodell Overcash Anderson & CO., INC.Broker
June 2001 - December 2018 · 17 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2001 - April 2001 · 2 mos
State Registrations9 states
AZFLGAILMINYOHOKPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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