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Mark Ward

Ameriprise Financial Services, LLC
23 Years of Experience
Fort Washington, PA
1 DisclosureBroker
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Mark Ward is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fort Washington, PA, with 23 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 W Office Center Dr, Ste 400, Fort Washington, PA, 19034

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2017
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark is a board member, audit chairman, and president emeritus for Ward, spending minimal time on each role. He is also an employee of Certainty of the Uncertainty, LLC, dedicating about a third of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Janney Montgomery Scott LLCBroker
April 2012 - September 2020 · 8 yrs 5 mos
Janney Montgomery Scott LLC
April 2012 - September 2020 · 8 yrs 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2012 · 2 yrs 11 mos
Citigroup Global Markets INC.
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
PNC Capital Markets LLCBroker
November 2004 - December 2007 · 3 yrs 1 mo
Wachovia Securities, INC.Broker
February 2001 - November 2002 · 1 yr 9 mos
State Registrations15 states
CADCFLMAMDMIMNNCNHNJNYORPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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