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Scott Mccord

Independent Wealth Network, INC.
19 Years of Experience
Peoria, IL
1 DisclosureSells Insurance
View SEC Summary
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Scott Mccord is a registered investment advisor at Independent Wealth Network, INC., based in Peoria, IL, with 19 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,460 clients with $520M in assets under management.

Independent Wealth Network, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
34 advisors
Number of Clients
1,460 clients
Average Client Portfolio
$355K average
Assets Under Management
$518.4M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Management fees are negotiated directly with your investment advisor representative, ranging from a minimum firm program fee of 0.10% up to a maximum of 2.50% per year based on the average daily value of eligible assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Peoria, IL

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History

Regulatory History (1)
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Customer Dispute
January 2021
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott sells fixed insurance, including life, long-term care, and disability insurance, through TNBC and Peak Pro Financial, dedicating minimal time and a few hours per week respectively. He also volunteers as a board member for a non-profit, coaches youth baseball, works as a mental game coach, and owns an advisory business, spending nearly full-time on the advisory business.

Employment History
Current Registrations
Independent Wealth Network, INC.
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Ausdal Financial Partners, INC.
June 2015 - June 2020 · 5 yrs
Ausdal Financial Partners, INC.Broker
June 2015 - June 2020 · 5 yrs
Cambridge Investment Research, INC.Broker
July 2008 - June 2015 · 6 yrs 11 mos
Cambridge Investment Research Advisors, INC.
July 2008 - June 2015 · 6 yrs 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2008 · 1 yr 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2008 · 1 yr 2 mos
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
State Registrations3 states
FLILTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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