KL
KL

Kevin Lacey

20 Years of Experience
Hoover, AL
Broker

Kevin Lacey is a registered investment advisor at Cetera Investment Advisers LLC, based in Hoover, AL, with 20 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2050 Parkway Office Circle, 4th Fl, Hoover, AL, 35244

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin is in a salaried position doing compliance and legal work related to bank products.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
January 2014 - Present · 12 yrs 4 mos
Previous Registrations
Cetera Investment Services LLC
January 2014 - January 2014 · 0 mos
Investment Advisors
December 2012 - September 2013 · 9 mos
Proequities, INC.Broker
December 2012 - September 2013 · 9 mos
Morgan Keegan & Company, INC.
February 2007 - December 2012 · 5 yrs 10 mos
Morgan Keegan & Company, INC.Broker
February 2007 - December 2012 · 5 yrs 10 mos
Amsouth Investment Services, INC.Broker
February 2005 - February 2007 · 2 yrs
State Registrations1 state
AL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kevin Lacey - Financial Advisor | TrueAdvisor