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Denise Fiamingo

24 Years of Experience
Baltimore, MD
Broker

Denise Fiamingo is a registered investment advisor at RBC Capital Markets, LLC, based in Baltimore, MD, with 24 years of industry experience. Denise operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

1201 Wills Street, Suite 230, Baltimore, MD, 21231-3805

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLCBroker
February 2020 - Present · 6 yrs 3 mos
RBC Capital Markets, LLC
February 2020 - Present · 6 yrs 3 mos
RBC Capital Markets, LLC
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2013 - February 2020 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2013 - February 2020 · 6 yrs 8 mos
Wells Fargo Advisors, LLCBroker
February 2013 - April 2013 · 2 mos
Wells Fargo Advisors, LLC
February 2013 - April 2013 · 2 mos
Wells Fargo Advisors, LLC
February 2009 - January 2013 · 3 yrs 11 mos
Wells Fargo Advisors, LLCBroker
February 2009 - January 2013 · 3 yrs 11 mos
Citigroup Global Markets INC.Broker
February 2006 - March 2009 · 3 yrs 1 mo
Citigroup Global Markets INC.
February 2006 - March 2009 · 3 yrs 1 mo
Legg Mason Wood Walker INC
October 2001 - February 2006 · 4 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
March 2001 - February 2006 · 4 yrs 11 mos
State Registrations35 states
ALAZCACOCTDCDEFLGAHIILINMAMDMEMIMTNCNHNJNYOHORPARISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Denise Fiamingo - Financial Advisor | TrueAdvisor