MS
MS

Michael Scotto

25 Years of Experience
New York, NY
Broker

Michael Scotto is a registered investment advisor at Morgan Stanley, based in New York, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Michael is involved in several real estate rental businesses, including Work Ethic LLC, Papa Nana LLC, and others, dedicating minimal time to each. He also provides death services at Maplewood Cemetery.

Employment History
Current Registrations
Morgan Stanley
June 2020 - Present · 5 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
November 2007 - June 2009 · 1 yr 7 mos
Goldman Sachs Execution & Clearing, L.P.Broker
October 2002 - August 2007 · 4 yrs 10 mos
Spear, Leeds & Kellogg Specialists LLCBroker
June 2002 - August 2007 · 5 yrs 2 mos
Walter N. Frank & CO., LLCBroker
January 2001 - June 2002 · 1 yr 5 mos
Spear, Leeds & Kellogg Specialists LLCBroker
October 2000 - January 2001 · 3 mos
State Registrations27 states
AZCACOCTDEFLGAILMAMDMINCNDNHNJNMNVNYOHORPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.