AF
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Alain Farrelly

20 Years of Experience
New York, NY
Broker

Alain Farrelly is a registered investment advisor at Morgan Stanley, based in New York, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

750 Seventh Avenue, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Alain is a sole proprietor/owner/partner in Brewklyn Grind Partners Ltd and Brewklyn Grind Partners II, Ltd, a coffee roasting business, spending minimal time outside business hours. He also serves on the advisory board for Cyber Risks Services, Corp., a technology company, dedicating minimal time outside business hours for business development and growth.

Employment History
Current Registrations
Morgan Stanley
November 2024 - Present · 1 yr 6 mos
Morgan StanleyBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Hollister Associates, LLCBroker
November 2018 - April 2019 · 5 mos
Cowen and CompanyBroker
February 2010 - October 2016 · 6 yrs 8 mos
Ramius Securities LLCBroker
October 2005 - December 2009 · 4 yrs 2 mos
Ramius Securities, L.L.C.Broker
October 2003 - August 2005 · 1 yr 10 mos
Brown Brothers Harriman & CO.Broker
October 2000 - June 2001 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Alain Farrelly - Financial Advisor | TrueAdvisor