SA
SA
Steven Amico
25 Years of Experience
Peterborough, NH
1 DisclosureBrokerSells Insurance
Steven Amico is a registered investment advisor at Cetera Investment Advisers LLC, based in Peterborough, NH, with 25 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Peterborough, NH
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Regulatory History (1)
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Customer Dispute
August 2015Denied
Other Business ActivitiesSells Insurance
Steven is an insurance agent selling life insurance and annuities, dedicating minimal time to this activity. He also operates under the DBA Northeast Investment Advisors, LLC as a financial advisor, spending about a quarter of his time on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital Advisory
December 2009 - October 2016 · 6 yrs 10 mos
Investors Capital CORP.Broker
December 2009 - October 2016 · 6 yrs 10 mos
B.B. Graham & Company, INC.
October 2007 - December 2009 · 2 yrs 2 mos
B.B. Graham & Company, INC.Broker
September 2007 - December 2009 · 2 yrs 3 mos
First Midamerica Investment Corporation
May 2006 - September 2007 · 1 yr 4 mos
First Midamerica Investment CorporationBroker
May 2006 - September 2007 · 1 yr 4 mos
Banc of America Investment Services, INC.Broker
October 2004 - May 2006 · 1 yr 7 mos
Banc of America Investment Services, INC.
October 2004 - May 2006 · 1 yr 7 mos
Quick & Reilly, INC.
September 2002 - October 2004 · 2 yrs 1 mo
Quick & Reilly, INC.Broker
February 2001 - October 2004 · 3 yrs 8 mos
State Registrations15 states
CACOCTFLGAILMAMDNHNMNYPARITXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.