Andrew Moss is a registered investment advisor at Morgan Stanley, based in Oakland, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1999 Harrison Street, Suite 2200, Oakland, CA, 94612
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Dash Financial Technologies LLCBroker
August 2012 - August 2019 · 7 yrs
Israel A. Englander & CO., LLCBroker
June 2007 - January 2013 · 5 yrs 7 mos
Lehman Brothers INC.Broker
June 2005 - June 2007 · 2 yrs
Spectra Financial Group LLCBroker
February 2005 - May 2005 · 3 mos
State Registrations9 states
CAILMAMSNJNYOHTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.