Thomas Duncan
Thomas Duncan is a registered investment advisor at Osaic Wealth, INC., based in Ann Arbor, MI, with 25 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
2211 Old Earhart Rd., Suite 155, Ann Arbor, MI, 48105
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2004Other Business ActivitiesSells Insurance
Thomas is an Investment Advisor Representative (IAR) with Vision Capital Partners, dedicating about 10-20% of his time to financial advice and fee-based investment management. He is also a licensed insurance agent selling life insurance policies, spending a few hours per week on this activity, and the president of VCP Detroit, managing the business for minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Vision Capital Partners
Previous Registrations
Hn Wealth Advisors
Triad Advisors LLCBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Aaron Jensen, CFPOsaic Wealth, INC.
- Mitchell Lowe, CFPPlante Moran Financial Advisors
- Joseph Crowley, CFPLido
- John Goff, CFPRetirement Income Solutions, INC.
- Irfan Bhabhrawala, CFPSax Wealth Advisors, LLC
- Noah Housler, CFPCypress Capital Wealth Management LLC