Daniel Regan
Daniel Regan is a registered investment advisor at LPL Financial LLC, based in Haverhill, MA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
191 Merrimack St Ste 206, Haverhill, MA, 01830
Get directionsHistory
Regulatory History (6)
Financial
July 2019Financial
September 2018Judgment / Lien
June 2017Customer Dispute
November 2010Judgment / Lien
August 2007Judgment / Lien
June 2007Other Business ActivitiesSells Insurance
Daniel is the owner of Regan & Thornton Investment Services, where he works as a registered representative offering securities and approved investments, dedicating full-time hours. He also sells and services insurance products, including fixed annuities, life/health, and long-term care, spending a few hours per week. Additionally, Daniel works full-time as a security officer at Encore Boston Harbor.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Investors Capital Advisory
Investors Capital CORP.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Putnam Retail Management Limited PartnershipBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.