RG
RG
Rebecca Grant
24 Years of Experience
Lone Tree, CO
1 DisclosureBroker
Rebecca Grant is a registered investment advisor at Charles Schwab & CO., INC., based in Lone Tree, CO, with 24 years of industry experience. Rebecca is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
9800 Schwab Way, Lone Tree, CO, 80124
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 1990Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
August 2015 - Present · 11 yrs 2 mos
Charles Schwab & CO., INC.Broker
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
TD Ameritrade, INC.Broker
November 2012 - July 2015 · 2 yrs 8 mos
TD Ameritrade, INC.
November 2012 - July 2015 · 2 yrs 8 mos
Amerivest Investment Management, LLC
November 2012 - July 2015 · 2 yrs 8 mos
Charles Schwab & CO., INC.
March 2006 - February 2012 · 5 yrs 11 mos
Charles Schwab & CO., INC.Broker
February 2001 - February 2012 · 11 yrs
State Registrations3 states
AZCACO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Michael Mayer, CFPCharles Schwab & CO., INC.
- Tracy Antony, CFPCharles Schwab & CO., INC.
- Michael Lobato, CFPCharles Schwab & CO., INC.
- Michael ClarkCharles Schwab & CO., INC.
- Sara Schwartzkopf, CFPCharles Schwab & CO., INC.
- Amber JenningsCharles Schwab & CO., INC.