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Henry Spain

Stratos Wealth Advisors LLC
52 Years of Experience
Pepper Pike, OH
View SEC Summary
View SEC Summary

Henry Spain is a ChFC-designated registered investment advisor at Stratos Wealth Advisors LLC, based in Pepper Pike, OH, with 52 years of industry experience. Henry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 5,023 clients with $5.6B in assets under management.

Stratos Wealth Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
71 advisors
Number of Clients
5,023 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$5.6B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.0% for advisor-managed non-wrap accounts. Fees are negotiable and vary by program, custodian, and investment representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

29525 Chagrin Blvd, Suite 305, Pepper Pike, OH, 44122

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Henry works as a financial advisor for Spain & Smith Wealth Advisors, providing investment advisory and financial planning services. This is a full-time commitment, with nearly full-time hours dedicated during securities trading hours.

Employment History
Current Registrations
Stratos Wealth Advisors LLC
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Carnegie Investment Counsel
October 2021 - April 2024 · 2 yrs 6 mos
Wells Fargo Clearing Services, LLC
October 1999 - October 2021 · 22 yrs
Wells Fargo Clearing Services, LLCBroker
October 1999 - October 2021 · 22 yrs
First Union Capital Markets CORP.Broker
November 1998 - October 1999 · 11 mos
Prudential Securities IncorporatedBroker
October 1990 - December 1998 · 8 yrs 2 mos
Prudential Securities IncorporatedBroker
September 1980 - December 1998 · 18 yrs 3 mos
Butcher & Singer INC.Broker
September 1979 - October 1980 · 1 yr 1 mo
General American Life Insurance CompanyBroker
March 1977 - July 1979 · 2 yrs 4 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1974 - October 1976 · 2 yrs 8 mos
State Registrations2 states
OHTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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