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Fwu-Chian Tsai

25 Years of Experience
San Gabriel, CA
BrokerSells Insurance

Fwu-Chian Tsai is a registered investment advisor, based in San Gabriel, CA, with 25 years of industry experience.

Location

405 S. San Gabriel Blvd, #F, San Gabriel, CA, 91776

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Fwu-Chian is the president of a market consulting firm, owner/CPA at Lotus Accountancy Company, a real estate broker & mortgage loan agent, and an investor in real estate through El Mirage Investment LLC. Fwu-Chian also owns a health insurance business, dedicating minimal time to it.

Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
June 2004 - Present · 21 yrs 11 mos
Cetera Investment Advisers LLC
May 2004 - Present · 22 yrs
Previous Registrations
Hochman & Baker Investment Advisory Services, INC.
July 2001 - November 2004 · 3 yrs 4 mos
Hochman & Baker Securities, INC.Broker
January 2001 - September 2004 · 3 yrs 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.